1.0 INTRODUCTION The Interstate Technology and Regulatory Cooperation (ITRC) Work Group is
a state-led, national coalition of personnel from the regulatory and technology programs
of more than 25 states, three federal agencies and tribal, public and industry
stakeholders. The organization is devoted to reducing barriers and speeding interstate
deployment of better, more cost-effective, innovative environmental technologies. The ITRC
forms work teams to focus on specific innovative environmental technologies. These work
teams develop technology overview documents, technical and regulatory guidance documents
and special documents like this decision tree to assist in the implementation of
innovative technologies.
The 1999 ITRC Phytoremediation work team is made up of state
regulators, industry representatives, a public stakeholder, and members of the EPA
interested in implementing the use of phytoremediation. This work team is continuing the
efforts of previous ITRC work teams reviewing innovative technologies to remediate metals
in soils.
One successful method to implement new technologies is to provide tools
useful to regulators, industry, technology vendors and public stakeholders. This decision
tree was developed to aid interested parties (regulators, site owners and stakeholders) in
evaluating sites as candidates for phytoremediation. The background information required
in the decision process should be available from the site characterization data. This
decision tree document is a supplement to several additional phytoremediation documents
that have already been published (see Section 6.0 Selected References). These documents
will provide the reader the in-depth background on the science and engineering mechanisms
of phytoremediation.
Using the decision tree and the reference documents will assist
regulators, site owners, technology vendors, the public and stakeholders in determining if
phytoremediation is applicable to a contaminated site. Phytoremediation is a new
technology and not all of its applications are well understood. This decision tree
document provides the user some background information on phytoremediation, the unique
terms used in phytoremediation and decision trees based upon contaminated media type
(groundwater, soil, and sediment). As more information on the application of
phytoremediation is gained, this document will be updated.
The phytoremediation decision tree flow charts are found on pages 11,
14 and 17. Additional information has been included to assist the user in navigating the
decision tree flow charts. The design of the decision tree flow charts will assist the
user in making a determination if phytoremediation is an applicable technology for the
contaminated site. If the decision tree flow charts indicate phytoremediation may be an
applicable technology, more research will be needed to ensure a proper design of the
system. Information on phytoremediation terminology and the types of plants and
contaminants for which the technology is applicable have also been included.
1.1 Background
Phytoremediation is the name given to a set of technologies
that use plants to remediate contaminated sites. Phytoremediation uses living plants for in
situ and ex situ remediation of contaminated soil, sludges, sediments and
ground water through contaminant removal,
degradation or stabilization. Phytoremediation can be used to remediate
various contaminants including metals, pesticides, solvents, explosives, petroleum
hydrocarbons, polycyclic aromatic hydrocarbons and landfill leachates. Phytoremediation
has been used for point and nonpoint source hazardous waste control.
1.2 Types of Phytoremediation
The US EPA’s Phytoremediation Resource Guide definition of
the six types of phytoremediation and their application is listed below.
1.2.1 Phytoaccumulation
Phytoaccumulation, also called phytoextraction, refers to the
uptake and translocation of metal contaminants in the soil by plant roots into the
aboveground portions of the plants. Certain plants called hyperaccumulators absorb
unusually large amounts of metals in comparison to other plants and the ambient metals
concentration. These plants are selected and planted at a site based on the type of metals
present and other site conditions. After the plants have been allowed to grow for several
weeks or months, they are harvested. Landfilling, incineration and composting are options
to dispose of or recycle the metals, although this depends upon the results of the
Toxicity Characteristic Leaching Procedure (TCLP) and cost. The planting and harvesting of
plants may be repeated as necessary to bring soil contaminant levels down to allowable
limits. A plan may be required to deal with the plant waste. Testing of the plant tissue,
leaves, roots, etc., will determine if the plant tissue is a hazardous waste. Regulators
will play a role in determining the testing method and requirements for the ultimate
disposal of the plant waste.
1.2.2 Phytodegradation
Phytodegradation, also called phytotransformation, is the breakdown
of contaminants taken up by plants through metabolic processes within the plant, or the
breakdown of contaminants external to the plant through the effect of compounds (such as
enzymes) produced by the plants. Pollutants are degraded, used as nutrients and
incorporated into the plant tissues. In some cases metabolic intermediate or end products
are re-released to the environment depending on the contaminant and plant species (see
phytovolatization).
1.2.3 Phytostabilization
Phytostabilization is the use of certain plant species to
immobilize contaminants in the soil and groundwater through absorption and accumulation by
roots, adsorption onto roots, or precipitation within the root zone and physical
stabilization of soils. This process reduces the mobility of the contaminant and prevents
migration to the groundwater or air. This technique can be used to re-establish a
vegetative cover at sites where natural vegetation is lacking due to high metal
concentrations. Metal-tolerant species may be used to restore vegetation to such sites,
thereby decreasing the potential migration of contamination through wind erosion,
transport of exposed surface soils and leaching of soil contamination to groundwater.
1.2.4 Phytovolatilization
Phytovolatilization is the uptake and transpiration of a
contaminant by a plant, with release of the contaminant or a modified form of the
contaminant to the atmosphere from the plant. Phytovolatilization occurs as growing trees
and other plants take up water and the organic and inorganic contaminants. Some of these
contaminants can pass through the plants to the leaves and volatilize into the atmosphere
at comparatively low concentrations. Many organic compounds transpired by a plant are
subject to photodegradation.
1.2.5 Rhizodegradation
Rhizodegradation, also called phytostimulation, rhizosphere
biodegradation, enhanced rhizosphere biodegradation, or plant-assisted
bioremediation/degradation, is the breakdown of contaminants in the soil through microbial
activity that is enhanced by the presence of the rhizosphere. Microorganisms (yeast,
fungi, and/or bacteria) consume and degrade or transform organic substances for use as
nutrient substances. Certain microorganisms can degrade organic substances such as fuels
or solvents that are hazardous to humans and eco-receptors and convert them into harmless
products through biodegradation. Natural substances released by the plant roots—such
as sugars, alcohols, and acids—contain organic carbon that act as nutrient sources
for soil microorganisms, and the additional nutrients stimulate their activity.
Rhizodegradation is aided by the way plants loosen the soil and transport oxygen and water
to the area. The plants also enhance biodegradation by other mechanisms such as breaking
apart clods and transporting atmospheric oxygen to the root zone.
1.2.6 Rhizofiltration
Rhizofiltration is the adsorption or precipitation of contaminants
onto plant roots or the absorption of contaminants into the roots when contaminants are in
solution surrounding the root zone. The plants are raised in greenhouses hydroponically
(with their roots in water rather than in soil). Once a large root system has been
developed, contaminated water is diverted and brought in contact with the plants or the
plants are moved and floated in the contaminated water. The plants are harvested and
disposed as the roots become saturated with contaminants.
1.2.7 Applications
Phytoremediation applications (presented in Table 1, page 6, for
organic compounds and Table 2, page 7, for inorganic compounds) are classified based on
contaminant fate, degradation, extraction, containment type or a combination of these (EPA
document Phytoremediation: Applications and Limitations). These tables are to be used with
the decision tree to determine if the contaminant to be treated can be used with the type
of phytoremediation under consideration. In the soil-plant-atmosphere continuum, a
specific contaminant can be remediated at specific points along this continuum by the
different phytoremediation mechanisms. This is shown in Figure 1 on page 4.

Figure 1: Contaminant Fates in the Soil-Plant-Atmosphere Continuum
1.3 Stakeholder Concerns
Phytoremediation technology has limitations and is not applicable for
all sites. The site characterization process is important in determining if the
contaminants of concern fit within the boundaries of phytoremediation technology.
Stakeholder concerns with the technology must be addressed before a phytoremediation
system is installed. This decision tree document addresses some of the concerns with this
technology however, other stakeholder concerns are beyond the scope of this document. Some
of these concerns include:
- The toxicity and bioavailability of
biodegradation products is not always known
- Mobilization of degradation by-products in
groundwater or bio-accumulating in the food chain
- The lack of research to determine the fate of
various compounds in the plant metabolic cycle to ensure that plant
droppings and products manufactured by plants do not contribute toxic or
harmful chemicals into the food chain
- Scientists need to establish whether
contaminants that collect in the leaves and wood of trees are released
when the leaves fall in the autumn or when firewood or mulch from the
trees is used
- Harvested plants may require disposal as
hazardous waste
- The depth of the contaminants limits treatment.
The treatment zone is determined by plant root depth. In most cases, it
is limited to shallow soils, streams, and groundwater
- Pumping the water out of the ground and using
it to irrigate plantations of trees may treat contaminated groundwater
that is too deep to be reached by plant roots but raises concerns with
the fate and transport of the contaminant
- Generally, the use of phytoremediation is
limited to sites with lower contaminant concentrations and contamination
in shallow soils, streams, and groundwater. However, researchers are
finding that the use of trees (rather than smaller plants) allows them
to treat deeper contamination because tree roots penetrate more deeply
into the ground
- The success of phytoremediation may be
seasonal, depending on location. Other climatic factors will also
influence its effectiveness
- If contaminant concentrations are too high,
plants may die
- Some phytoremediation transfers contamination
across media, (e.g., from soil to air)
- Phytoremediation is not effective for strongly
sorbed contaminants such as PCBs
- Phytoremediation requires a large surface area
of land for remediation
- Animals may damage the plants and create a need to replant
Table 1: Types of Phytoremediation for Organic Constituents
| Type of Phytoremediation |
Process Involved |
Contaminant Treated* |
| 1 - Phytostabilization |
Plants control pH, soil gases, and redox
conditions in soil to immobilize contaminants. Humification of some organic compounds is
expected. |
Expected for phenols, chlorinated solvents
(tetrachloromethane and trichloromethane) and hydrophobic organic compounds |
| 2 - Rhizodegradation, phytostimulation,
rhizosphere bioremediation,
or plant-assisted bioremediation |
Plant exudates, root necrosis, and other
processes provide organic carbon and nutrients to spur soil bacteria growth by two or more
orders of magnitude. Exudates stimulate degradation by mycorrhizal fungi and microbes.
Live roots can pump oxygen to aerobes and dead roots may support anaerobes. |
Polyaromatic hydrocarbons, BTEX, and other
petroleum hydrocarbons, perchlorate, atrazine, alachlor, polychlorinated biphenyl (PCB),
and other organic compounds |
| 3 - Rhizofiltration or contaminant
uptake |
Compounds taken up or sorbed by roots (or
sorbed to algae and bacteria) |
Hydrophobic organic chemicals |
| 4 - Phytodegradation or
phytotransformation |
Aquatic and terrestrial plants take up, store,
and biochemically degrade selected organic compounds to harmless byproducts, products used
to create new plant biomass, or byproducts that are further broken down by microbes and
other processes to less harmful products. Reductive and oxidative enzymes may be used in
series in different parts of the plant. |
Munitions (TNT, DNT, HMX, nitrobenzene, picric
acid, nitrotoluene), atrazine, halogenated compounds (tetrachloromethane,
trichloromethane, hexachloroethane, carbon tetrachloride, TCE, tetrachloroethane,
dichloroethane), DDT and other chlorine and phosphorus based pesticides, phenols, and
nitrites. |
| 5 - Phytovolatilization |
Volatile organic compounds are taken up and
transpired. Some recalcitrant organic compounds are more easily degraded in the atmosphere
(photodegradation). |
Chlorinated solvents (tetrachloromethane and
trichloromethane), organic VOC's, BTEX, MTBE |
*In practice only a few of these compounds have been proven to be feasibly
treated in pilot scale field treatments. Most have been proven feasible in laboratory
pilots. A few are extrapolated as being feasible from studies of similar compounds.
Table 2: Types of Phytoremediation for Inorganic Constituents
| Type of Phytoremediation |
Process Involved |
Contaminant Treated* |
| 1 - Phytostabilization |
Plants control pH, soil gases,
and redox conditions in soil to immobilize contaminants. Humification
of some organic compounds is expected |
Proven for heavy metals in mine tailing ponds |
| 2 - Rhizofiltration or
contaminant uptake |
Compounds taken up or sorbed by
roots (or sorbed to algae and bacteria) |
Heavy metals and radionuclides |
| 3 - Phytoaccumulation,
phytoextraction, or hyperaccumulation |
Metals and organic chemicals
taken up by the plant with water, or by cation pumps, sorption and other mechanisms. |
Nickel, zinc, lead, chromium,
cadmium, selenium, other heavy metals; radionuclides |
| 4 - Phytovolatilization |
Volatile metals are taken up,
changed in species, and transpired. |
Mercury and selenium |
1.3.1 Applicable or Relevant and Appropriate Requirements
(ARARs)
Within the Superfund Amendments and Reauthorization Act (SARA) of
1986, Congress essentially translated into law EPA's policy to use other environmental
laws to guide response actions. SARA added CERCLA Section 121(d), which stipulates that
the remedial standard or level of control for each hazardous substance, pollutant, or
contaminant be at least that of any applicable or relevant and appropriate requirement
(ARAR) under federal or state environmental law. For example, Clean Water Act restrictions
can be applicable to hazardous substances discharged into surface water from a Superfund
site. Regulations codified in the National Contingency Plan govern the identification of
ARARs and require compliance with ARARs throughout the Superfund response process,
including during certain removal actions. All remediation technologies used at Superfund
sites are subject to ARARs. Regulators must evaluate the proposed phytoremediation
application and determine if it meets Federal and State environmental statutes,
regulations and other requirements that pertain to the site
2.0 PHYTOREMEDIATION DESIGN
The design of a phytoremediation system varies according to the
contaminants, the conditions at the site, the level of clean-up required and the plants
used (Phytoremediation Technology Evaluation, Schnoor). A thorough site characterization
should provide the needed data to design any type of remediation system. The source of the
pollution may need to be removed if phytoremediation is the chosen technology for
remediation. Clearly, phytoextraction has different design requirements than
phytostabilization or rhizodegradation. Nevertheless, it is possible to specify a few
design considerations that are a part of most phytoremediation efforts. Site
characterization data will provide the information required for the designer to develop a
properly functioning system. The design considerations include:
- Contaminant levels
- Plant selection
- Treatability
- Irrigation, agronomic inputs (P, N, K,
salinity, Zinc etc.) and maintenance
- Groundwater capture zone and transpiration rate
- Contaminant uptake rate and clean-up time required
2.1 Contaminant Levels
During the site characterization phase the concentration level of
the contaminants of concern will be established. High levels of contamination may
eliminate phytoremediation as a treatment option. Plants are not able to treat all
contaminants. The composition of organic compounds (structure, log KOW, degree of weathering and boiling point range) and degree of
adsorption are important factors in phytoremediation. It is important to understand the
range of contaminants that can be treated using phytoremediation (see Treatability below).
In addition to knowing the contaminants and their concentrations, the depth of the
contaminants must be known.
2.2 Plant Selection
Plants are selected according to the application and the
contaminants of concern. For phytotransformation of organic compounds, the design
requirements are: that vegetation is fast growing and hardy, easy to plant and maintain,
utilizes a large quantity of water by evapotranspiration and transforms the contaminants
of concern to non-toxic or less toxic products. In temperate climates, phreatophytes
(e.g., hybrid poplar, willow, cottonwood, aspen) are often selected because of fast
growth, a deep rooting ability down to the level of groundwater, large transpiration
rates, and the fact that they are native throughout most of the country. A screening test
or knowledge from the literature of plant attributes will aid the design engineer in the
selection of plants.
Plants used in phytoextraction include sunflowers and Indian mustard
for lead; Thlaspi spp. (Pennycress) for zinc, cadmium, and nickel; and sunflowers
and aquatic plants for radionuclides. Aquatic plants are used in constructed wetlands
applications. The two categories of aquatic plants used are emergent and submerged
species. Emergent vegetation transpires water and is easier to harvest if required.
Submerged species do not transpire water but provide more biomass for the uptake and
sorption of contaminants.
2.3 Treatability
Treatability or plant screening studies are recommended prior to
designing a phytoremediation system. If the decision tree flowcharts indicate
phytoremediation is an applicable technology for a site, contact a plant scientist to
assist in the treatability studies. Treatability studies assure concerned parties that the
phytoremediation system will achieve the desired results. Toxicity and transformation data
are obtained in treatability studies. Treatability studies assess the fate of the
contaminants in the plant system. Different concentrations of contaminant are tested with
proposed plant species. Volatile organic compounds are often transpired to the atmosphere
by plants. Calculations will predict the amount and type of material transpired by the
plants.
2.4 Irrigation, Agronomic Inputs and Maintenance
Irrigation of the plants ensures a vigorous start to the system
even in drought. Hydrologic modeling may be required to estimate the rate of percolation
to groundwater during irrigation conditions. Irrigation should be withdrawn if the area
receives sufficient rainfall to sustain the plants.
Agronomic inputs include the nutrients necessary for vigorous growth of
vegetation and rhizosphere microbes. The soil must be analyzed and then items such as
nitrogen, potassium, phosphorous, aged manure, sewage sludge compost, straw and/or mulch
are added as required to ensure the success of the plants. Maintenance of the
phytoremediation system may include adding fertilizer, agents to bind metals to the soil
or chelates to assure plant uptake of the contaminants. Replanting may be required due to
drought, disease, insects or animals killing off plants.
2.5 Groundwater Capture Zone and Transpiration Rate
For applications involving groundwater remediation a capture zone
calculation can be used to estimate whether the phytoremediation pump (trees) can be
effective at entraining the plume of contaminants. The goal is to create a water table
depression where contaminants will flow to the vegetation for uptake and treatment.
Organic contaminants are not taken up at the same concentration as in the soil or
groundwater. Membranes at the root surface reduce the uptake rate of the contaminant.
2.6 Contaminant Uptake Rate and Clean-up Time Required
Although it is possible to estimate the uptake rate of
contaminants, the calculation is beyond the scope of this decision tree document. The
Ground-Water Remediation Technologies Analysis Center (GWRTAC) Technology Evaluation
Report Phytoremediation, by Jerald L. Schnoor, (www.gwrtac.org) describes
how to determine the contaminant uptake rate and clean-up time.
3.0 GROUNDWATER DECISION TREE INFORMATION
The information listed below combined with the Groundwater Decision
Tree Flow Chart will assist the user in determining if the contaminated site is a
candidate for phytoremediation.
- Site characterization will determine if the
groundwater and contaminants are within root depth range of the plants
or trees to be used. Typically this is 10-20 feet below ground surface
(bgs). Site characterization will determine the physical properties and
nutrient requirements of the soil.
- If the groundwater is to be pumped to the
surface and then applied to the plants, (some form of irrigation) state
regulations must be reviewed. There may be restrictions on the use of
contaminated water for irrigation.
- Greenhouse or pilot field studies of selected
plants are recommended to determine the ability of candidate plant
species to survive in the contaminated environment. The plant that
reacts best is based upon a number of different requirements.
- The accumulation of waste in the plants may
present a problem with contaminants entering the food chain. The
relative concentrations of contaminants in the plant tissue must be
determined. Proper harvest and disposal methods must be developed and
approved by regulatory agencies.
- Transpiration of heavy metals such as mercury
or organic contaminants such as TCE must be evaluated to determine if
the process creates a hazard to human health or the environment.
- Generally the octanol-water partition
coefficient (log Kow) of organic contaminants must be between 1 and 3.5
(moderately hydrophobic organic chemicals) to be susceptible to uptake
by plants. Hydrophobic chemicals (log Kow>3.5) are bound too strongly
to roots and soil to be translocated within the plants. Water-soluble
chemicals (log Kow<1.0) are neither sufficiently sorbed to roots nor
actively transported through plant membranes (Briggs et. al., 1982).
- Hydraulic control is a form of containment.
Groundwater contaminant plume control may be achieved through water
consumption in plants that increase evaporation and transpiration from a
site. Trees and other plants can be used as inexpensive solar pumps that
use the energy of the sun to raise contaminated water to the surface.
These plants may also have enzymes or other factors capable of reacting
with, and in many plants completely degrading, some chemicals like
munitions and chlorinated solvents.
- Phytoremediation may take longer than traditional methods to reach final cleanup levels.
Site characterization data should allow phytoremediation designers to estimate the cleanup
time.

4.0 SOIL DECISION TREE INFORMATION
The information listed below combined with the Soil Decision Tree Flow
Chart will assist the user in determining if the contaminated site is a candidate for
phytoremediation.
- A thorough site characterization will determine
if the contaminant or contaminants are within the range of the plants.
Typically this is 1-2 feet below ground surface (bgs). Research
conducted in 1999 by Olsen and Fletcher (University of Oklahoma) has
shown destruction of polycyclic aromatic hydrocarbons (PAHs) to depths
greater than 3.5 feet (44 inches) using Mulberry trees. The Mulberry
trees were 12 years old growing in a former waste disposal basin. More
research is needed to examine deep rooting plants’ ability to remediate
contaminants in soil.
- Phytoremediation may take longer than
traditional methods to reach final cleanup levels. Site characterization
data should allow the phytoremediation designer to estimate the cleanup
time. The designer will also make a determination if the size of the
site will support phytoremediation.
- Greenhouse or pilot field studies of selected
plants are recommended to determine the ability of candidate plant
species to survive in the contaminated environment. The plant that will
be the most effective for phytoremediation is determined based upon a
number of different requirements.
- Plants can remove metals, radionuclides and
certain organic compounds (volatile, water soluble petroleum
hydrocarbons) by direct uptake. Phytostabilization refers to holding
contaminated soils in place by vegetation and immobilizing the toxic
contaminants.
- Plant growth in the rhizosphere increases
organic carbon, bacteria and mycorrhizal fungi, all factors that
encourage the degradation of organic chemicals. The addition of plant
root systems creates an ecology that is suitable for bioremediation.
- Oxygen, water and carbon transport mechanism can vary among plant species. Plants supply
oxygen to the root zone and root turnover is a key mechanism that adds organic carbon.
Oxygen pumped to the root zone by the plant ensures aerobic transformations. Laboratory
studies have shown seedlings can contribute considerable quantities of oxygen to the roots
(0.5 mol O2 per m2 of
surface area per day) (Shimp et al.).
- If there are hotspots (areas toxic to plants),
it must be determined if they can be economically treated or removed.
Removal of phytotoxic hotspots will make phytoremediation an option to
"polish" the site and remove the remaining contamination.
- Plants that transpire heavy metals such as
mercury or organic contaminants such as TCE may create a hazard to human
health or the environment. The transpiration products will need to be
evaluated to determine if they are a hazard.
- The accumulation of waste in the plants may present a problem with contaminants entering
the food chain or cause the plants to become a waste disposal issue. The relative
concentrations of contaminants in the plant tissue must be determined and proper disposal
methods established and approved by regulatory personnel.

5.0 SEDIMENT DECISION TREE INFORMATION
The information listed below combined with the Sediment Decision Tree
Flow Chart will assist the user in determining if the contaminated site is a candidate for
phytoremediation.
- Dredging activities and dredged sediments (also
known as dredge spoils) are regulated by the US Army Corps of Engineers.
Dredged sediments will have regulatory requirements beyond those for
groundwater and soil.
- It can take up to 20 years (typically 5-10
years) for the spoil material to dry enough for final disposal. The
spoil material is held in holding ponds behind large dykes (up to 50
feet in height). Innovative use of thinner "lifts" of dredge spoil and
lower dikes allows the material to settle out faster.
- Dredge spoils normally lack organic matter
because organic matter is washed out by the process that creates the
spoils.
- Dredge spoils normally pick up salt from
seawater and they become highly acidic when removed from the water and
exposed to the air.
- If the contaminants are to be treated in-place
or in a constructed wetland, state regulations must be checked.
Different regulatory agencies may be involved in constructed wetlands as
well as in-place treatment.
- There may be public opposition to treating
dredge spoils as a soil or creating a wetland with the spoil material.
There has been a great deal of public opposition to having dredge spoils
used for other projects. The normal course of events is to have the
dredge spoils dumped at sea or landfilled.
- Site characterization is needed to determine if
the contaminant is within the range of the plants to be used. More
research is needed to examine the ability of deep rooting plants to
remediate contaminants in sediments.
- Metals, radionuclides and certain organic
compounds (volatile, water soluble petroleum hydrocarbons) can be
removed by direct uptake into the plant tissue.
- Greenhouse or pilot field studies of selected
plants are recommended to determine the ability of candidate plant
species to survive in the contaminated environment. The plant that will
be the most effective for phytoremediation is based upon a number of
different requirements.
- If there are hotspots (areas toxic to plants),
it must be determined if they can be economically treated or removed.
Removal of phytotoxic hotspots will make phytoremediation an option to
"polish" the site and remove the remaining contamination.
- The accumulation of waste in the plants may
present a problem with contaminants entering the food chain or cause the
plants to become a secondary waste disposal issue. The relative
concentrations of contaminants in the plant tissue must be determined
and proper disposal methods established and approved by regulatory
personnel.
- Plants that transpire heavy metals such as
mercury or organic contaminants such as TCE may create a hazard to human
health or the environment. The transpiration products will require
evaluation to determine if they are a hazard.
- Plant growth in the rhizosphere increases
organic carbon, bacteria and mycorrhizal fungi, all factors that
encourage the degradation of organic chemicals. The addition of plant
root systems creates an ecology that is suitable for bioremediation.
- Oxygen, water and carbon transport mechanism can vary among plant species. Plants supply
oxygen to the root zone and root turnover is a key mechanism that adds organic carbon.
Oxygen pumped to the root zone by the plant ensures aerobic transformations. Laboratory
studies have shown seedlings can contribute considerable quantities of oxygen to the roots
(0.5 mol O2 per m2
surface area per day) (Shimp et al.).
- Phytostabilization refers to holding contaminated sediments in place by vegetation and
immobilizing the toxic contaminants.

6.0 SELECTED REFERENCES
Anderson, T.A., and Walton, B.T., Comparative fate of 14 C
Trichloroethylene in the Root Zone of plants from a former solvent disposal site, Environment
Toxicology and Chemistry, Volume 14, 1995
Briggs, G.C., Browmilow, R.H., and Evans, A.A., Relationship between
lipophicity and root uptake and translocation of non-ionized chemicals by barley, Pesticide
Science, Volume 13, 1982
Dutton, Gail, Stemming the toxic tide, Compressed Air,
June 1996, Ingersoll-Rand’s magazine of applied technology and industrial management,
available at http://www.ingesoll-rand.com/compair/june96/toxic.htm
Goldsmith, Wendy, Lead contaminated sediments prove susceptible to
phytoremediation, Soil and Groundwater Cleanup, available at
http://www.sgcleanup.com/bio/goldsmith.html
Olsen, P.E., and Fletcher, J.S., Field evaluation of mulberry root
structure with regard to phytoremediation, Bioremediation Journal,
Volume 3, No.1, 1999
Shimp, J.F., Tracey, J.C., Davis, L.C., Lee, E., Huang, W., Erickson,
L.E., and Schnoor, J.L., Beneficial effects of plants in the remediation of soil and
groundwater contaminated with organic materials, Critical Review in
Environmental Science & Technology, Volume 23, 1993
Phytoremediation Resource Guide, EPA 542-B-99-003, available at http://www.epa.gov/tio
A Citizens Guide to Phytoremediation, EPA 542-F-98-001, available at
http://clu-in.org/products/citguide/phyto2.htm
Phytoremediation, Technology
Overview Report, Miller, R. from the Ground-Water Remediation Technologies
Analysis Center (GWRTAC), available at http://ww.gwrtac.org
Phytoremediation, Technology
Evaluation Report, Schnoor, J. from GWRTAC, available at
http://ww.gwrtac.org
Emerging Technologies for the Remediation of Metals in Soils
Phytoremediation, Prepared by
Interstate Technology and Regulatory Cooperation Work Group, Metals in
Soils Work Team, December 1997, available at http://www.itrcweb.org.
Metals in Soils, 1998 Technology Status Report, Soil Washing, and
the Emerging Technologies of Phytoremediation, Electrokinetics, and In Situ
Stabilization/Inplace Inactivation, Prepared by Interstate Technology and Regulatory
Cooperation Work Group, Metals in Soils Work Team, December 1998,
available at http://www.itrcweb.org.
Phytoremediaiton of TCE in Groundwater using Populus, EPA Status Report, available at
http://clu-in.org/products/phytotce.htm
Introduction to Phytoremediation, EPA document to be published in 1999
What is Phytoremediation,
available at http://www.ecological-engineering.com/phytorem.html
Greenhouse Studies,
available at http://www.phytokinetics.com/studies.htm
Phytoremediation, available
at http://www.earthvision.net/filecomponent/1756.html
Soil Toxicity Studies Offered Since 1990, available at http://www.aquasurvey.com
Phytoremediation of Organics Team Webpage under the Remediation Technologies Development Forum
(RTDF) http://www.rtdf.org/public/phyto/default.htm
Sonoma Baylands: Creating an Environmental Benefit out of The San
Francisco Bay Dredging Crisis, Marcus, Laurel, available at
http://www.epa.gov/cookbook/page94.html
Ecolotree Ideal Project Description, available at http://www.Ecolotree.com/page4.htm
The Center for Public Environmental Oversight (CPEO) web site provides
information on phytoremediation http://www.cpeo.org/techtree/ttdescript/phytrem.htm
Information relating to phytoremediation--an innovative technology for
remediating sites contaminated with hazardous substances available from the Hazardous
substance Research Center at Kansas State University can be found at:
http://www.engg.ksu.edu/HSRC/phytorem/
APPENDIX A
PHYTOREMEDIATION GLOSSARY
This is a glossary of terms related to phytoremediation (remediation
using green plants).
ABSORPTION: The process of one
substance actually penetrating into the structure of another substance.
This is different from ADSORPTION, in which one substance adheres to the
surface of another substance.
ADSORPTION: The physical process
occurring when liquids, gases or suspended matter adhere to the surfaces
of, or in the pores of, an adsorbent material. Adsorption is a physical
process which occurs without chemical reaction.
ARAR: Applicable or Relevant and
Appropriate Requirement.
AEROBE: An organism that can
grow in the presence of air or free oxygen.
AEROBIC: An environment that has
a partial pressure of oxygen similar to normal atmospheric
conditions.
ANAEROBIC: An environment
without oxygen or air.
ANAEROBE: An organism that grows
in the absence of oxygen or air.
ANOXIC: An atmosphere greatly
deficient in oxygen.
BACTERIA: A group of diverse and
ubiquitous prokaryotic single-celled microorganisms.
BIOACCUMULATION: Intracellular
accumulation of environmental pollutants such as heavy metals by living
organisms.
BIODEGRADATION: The breakdown of
organic substances by microorganisms.
BIOREMEDIATION: The process by
which living organisms are used to degrade or transform hazardous organic
contaminants.
BOUND RESIDUES: Chemical
contaminants that are not extractable from plant tissues by conventional
methods (covalent bonding, polymerization, or lignification within the
plant).
BROWNFIELD: An abandoned, idled,
or under-used industrial or commercial facility where expansion or
redevelopment is complicated by a real or perceived environmental
contamination.
BTEX: Benzene, toluene,
ethylbenzene, and xylenes.
CAPILLARY FRINGE: The porous
material just above the water table which may hold water by capillarity (a
property of surface tension that draws water upward) in the smaller soil
void spaces.
CHELATES: The type of coordination compound in which a central
metallic ion (CO2+, Ni2+, or Zn2+) is
attached by covalent bonds to two or more nonmetallic atoms in the same
molecule, called ligands. Chelating agents are used to remove ions from
solutions and soil.
CREOSOTE: An antifungal wood
preservative used frequently to treat telephone poles and railroad ties.
Creosote consists of coal tar distillation products, including PHENOLS and
PAHs.
DCE: Dichloroethylene includes
three isomers 1,1,DCE, 1,2 CisDCE and 1,2 trans DCE.
DNAPL: Dense non-aqueous phase
liquid, these liquids are more dense than water .
ENHANCED RHIZOSPHERE BIODEGRADATION: Enhanced biodegradation of contaminants near plant
roots where compounds exuded by the roots increase microbial
biodegradation activity. Other plant processes such as water uptake by the
plant roots can enhance biodegradation by drawing contaminants to the root
zone.
ENZYMES: Proteins that act as
biological catalysts. These chemicals produced by living organisms bring
about the digestion (breakdown) of organic molecules into smaller units
that can be used by living cell tissues.
EPA: United States Environmental
Protection Agency
EX SITU: Out of the original
position (Excavated).
EXUDATES: Release of soluble
organic matter from the roots of plants to enhance availability of
nutrients or as a by-product of fine root degradation.
GREENHOUSE STUDY: Studies
conducted to evaluate the ability of green plants to grow in toxic soil or
water environments. Greenhouse studies are normally conducted during
treatability studies.
GROUNDWATER: Water found beneath
the surface of the ground. Groundwater is primarily water which has seeped
down from the surface by migrating through the interstitial spaces in
soils and geologic formations.
HYDROPONIC: The cultivation of
plants by placing the roots in liquid nutrient solutions rather than
soil.
IN SITU: In place, without
excavation.
ITRC: Interstate Technology and
Regulatory Cooperation (Work Group).
LNAPL: Light non-aqueous phase
liquid, these liquids are lighter than water.
LOG Kow: The octanol-water
partition coefficient is a dimensionless constant which provides a measure
of how an organic compound will partition between an organic phase and
water. A low log Kow indicates that a chemical readily partitions into a
water phase while a high log Kow indicates that the chemical prefers to
stay in the organic phase. It provides an indication of the quantity of
the chemical that will be taken up by the plants.
MICROORGANISMS: Includes
bacteria, algae, fungi and viruses.
MINERALIZATION: The breakdown of
organic matter to inorganic materials (such as carbon dioxide and water)
by bacteria and fungi.
NUTRIENTS: Elements or compounds
essential as raw materials for organism growth and development. Nitrogen,
phosphorous, potassium, and numerous other mineral elements are essential
plant nutrients.
ORGANIC PUMP: Uptake of large
quantities of water by plant (trees) roots and translocation into the
atmosphere to reduce a flow of water. Used to keep contaminated
groundwater from reaching a body of water, or to keep surface water from
seeping into a capped landfill and forming leachate.
PAH: Polynuclear aromatic
hydrocarbon. Multi-ring compounds found in fuels, oils, and CREOSOTE.
These are also common combustion products.
PART PER BILLION (ppb): A measure of proportion by weight which
is equivalent to one unit weight of solute (dissolved substance) per billion unit weights
of the solution (ug/kg or mg/kg). One liter of water weighs one
billion micrograms, and one ppb is the equivalent of one microgram per liter (ug/L or mg/L) when used for water analysis.
PART PER MILLION (ppm): A
measure of proportion by weight which is equivalent to one unit weight of
solute (dissolved substance) per million unit weights of the solution
(mg/kg). One liter of water weighs one million milligrams, and one ppm is
equal to one milligram per liter (mg/L) for water analysis.
PCBs: Polychlorinated
biphenyls.
PCE: (Perchloroethylene):
Tetrachloroethylene.
PCP: Pentachlorophenol.
PHENOL: Carbolic acid (C6H5OH). Phenols and substituted phenols
are used as antimicrobial agents in high concentrations.
PHYTOACCUMULATION: See
PHYTOEXTRACTION.
PHYTODEGRADATION: A process in
which plants are able to degrade (break down) organic pollutants through
their metabolic processes.
PHYTOEXTRACTION: Use of plants
to extract contaminants (such as metals) from the environment (especially
soil). When the plants are saturated with contaminants they are
harvested.
PHYTOMINING: Use of plants to
extract inorganic substances of economic value (precious metals,
etc.)
PHYTOREMEDIATION: Use of plants
to remediate contaminated soil, sediments, surface water, or
groundwater.
PHYTOSTABILIZATION: Use of soil
amendments and plants to reduce bioavailability and offsite migration of
contaminants.
PHYTOTOXIC: Harmful to
plants.
PHYTOVOLATILIZATION: Use of
plants to volatilize contaminants (solvents, etc.) from soil or water
(also known as PHYTOTRANSFORMATION).
RHIZOFILTRATION: Uptake of
contaminants by the roots of plants immersed in water. When the roots are
saturated with contaminants they are harvested.
RHIZOSPHERE: Soil in the area
surrounding plant roots that is influenced by the plant root. Typically a
few millimeters or at most centimeters from the plant root. Important
because this area is higher in nutrients and thus has a higher and more
active microbial population.
RHIZOSPHERE BIOREMEDIATION:
Using the bacteria, fungi and protozoans that occur in the
biologically-rich zone of the immediate vicinity around plant roots to
treat organic contaminants.
ROOT TURNOVER: The release and
decay of fine roots in the soil profile.
TCE: Trichloroethylene.
TCLP: Toxicity Characteristic
Leaching Procedure, an EPA developed test to determine the toxicity of a
chemical.
TPH: Total petroleum
hydrocarbons.
TOXIC SUBSTANCES: Chemical
elements and compounds such as lead, benzene, dioxin, and others that have
toxic (poisonous) properties when exposure by ingestion, inhalation or
absorption into the organism occurs. There is a large variation in the
degree of toxicity among toxic substances and in the exposure levels that
induce toxicity.
TRANSLOCATION: Cellular transport through the plant vascular
system (xylem) from roots to other plant tissues: roots à
shoots à branches à leaves.
TRANSPIRATION: The plant based
process involving the uptake, transport and eventual vaporization of water
through the plant body.
VADOSE ZONE: Unsaturated zone of
soil above the groundwater, extending from the bottom of the capillary
fringe all the way to the soil surface.
VOLATILE ORGANIC COMPOUNDS: Synthetic organic chemicals capable of becoming vapor at relatively
low temperatures.
WATER TABLE: The level at the
top of the zone of groundwater saturation.
WATER TABLE DEPRESSION: A drop
in water table level caused by mechanical or natural groundwater
pumping
ZONE OF SATURATION: The layer in
the ground in which all available interstitial voids (cracks, crevices,
holes) are filled with water. The level of the top of this zone is the
WATER TABLE.
APPENDIX B
ITRC Contacts, ITRC Fact Sheet, ITRC Product List, and User Survey
Phytoremediation Workgroup Contacts
Bob Mueller Co-Team Leader
New Jersey DEP
401 East. State Street
CN 409
Trenton, NJ 08625
Phone 609-984-3910
Fax 609-292-7340
bmueller@dep.state.nj.us
Dib Goswami, Ph.D Co-Team Leader
Washington State Department of Ecology
1315 W. 4th Avenue
Kennewick, WA 99337
Phone 509-736-3015
Fax 509-736-3030
dibakar_goswami@rl.gov
Steve Rock
USEPA – Cincinnati
5995 Center Hill Avenue
Cincinnati, OH 45224
Phone 513-569-7149
Fax 513-569-7879
rock.steven@epamail.epa.gov
Ray Arguello
Coleman Research Corp
2995 North Cole Road
Suite 260
Boise, ID 83704
Phone 208-375-2844
Fax 208-375-5506
rayarguello@uswest.net